List of Vietnam Law
Decision No. 2336a/QD-NHNN dated November 25, 2016 of the State Bank of Vietnam on approval for inspection plan in 2017
Date: 11/25/2016
THE STATE BANK OF VIETNAM
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SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness --------------- |
No. 2336a/QD-NHNN
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Hanoi, November 25, 2016
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PP. GOVERNOR
DEPUTY GOVERNOR (Signed and sealed) Nguyen Phuoc Thanh |
(Issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016 of the Governor of the State Bank)
No.
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Inspected entity
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Contents
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Period
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Scope
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Agency in charge
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Coordinating agency
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Notes
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A-ADMINISTRATIVE INSPECTION (13 entities)
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1
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SBV’s An Giang Branch
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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2
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SBV’s Ba Ria Vung Tau Branch
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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3
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SBV’s Dak Lak Branch
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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4
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SBV’s Phu Tho Branch
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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5
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SBV’s Thua Thien Hue Branch
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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6
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SBV’s Tien Giang Branch
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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7
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SBV’s Vinh Phuc Branch
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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8
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Vietnam Joint Stock Commercial Bank for Industry and Trade (Vietinbank)
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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9
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Joint Stock Commercial Bank for Investment and Development of Vietnam (BIDV)
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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10
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Vietnam Bank for Social Policies
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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11
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Deposit insurance of Vietnam
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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12
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Vietnam Technological and Commercial Joint Stock Bank (Techcombank)
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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13
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Asia Commercial Joint Stock Bank (ACB)
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Issues prescribed in Section I Part 2 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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From January 1, 2015 to the inspection date
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Bank Supervision and Inspection Agency (Department III)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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B-SPECIALIZED INSPECTION
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I. Inspection of juridical persons
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1. Domestic credit institutions (11 entities)
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1
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National Citizen Bank (NCB)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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2
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Vietnam Prosperity Joint Stock Commercial Bank (VPBank)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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3
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Vietnam Asia Commercial Joint Stock Bank (VietABank)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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4
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An Binh Commercial Join Stock Bank (ABBank)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department I and branches of the State Bank of provinces and cities (if necessary)
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5
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Saigon Thuong Tin Commercial Joint Stock Bank (Sacombank)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department I and branches of the State Bank of provinces and cities (if necessary)
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6
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Vietnam Thuong Tin Commercial Joint Stock Bank (VietBank)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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SBV’s Soc Trang Branch
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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7
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Post and Telecommunication Fiannce Company Limited (PTFinance)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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8
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Vietnam Shipbuilding Finance Company Limited (VFC)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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9
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Agribank No.1 Leasing Company (ALCI)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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10
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M7 – Microfinance Institution Limited (M7-MFI)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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11
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Tinh Thuong Microfinance Institution (TYM)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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2. Foreign credit institutions (16 entities)
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2.1. Wholly foreign-owned banks, financial companies, finance leasing companies (06 subjects)
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1
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Australia and New Zealand Banking (ANZ Bank)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Branches of the State Bank of provinces and cities (if necessary)
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2
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HSBC Bank (Vietnam) Ltd.
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Branches of the State Bank of provinces and cities (if necessary)
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3
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Chailease International Leasing Co., Ltd. (CILC)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Branches of the State Bank of provinces and cities (if necessary)
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4
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Toyota Financial Services Vietnam Company Limited (TFSVN)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Branches of the State Bank of provinces and cities (if necessary)
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5
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Vietnam International Leasing Company Limited
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Branches of the State Bank of provinces and cities (if necessary)
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6
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Kexim Vietnam Leasing Co., Ltd. (KVLC)
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Branches of the State Bank of provinces and cities (if necessary)
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2.2. Branches of foreign banks (10 subjects)
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1
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Citibank, N.A. Hanoi Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department I and branches of the State Bank of provinces and cities (if necessary)
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2
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Citibank, N.A. Ho Chi Minh City Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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3
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Keb Hana Bank Hanoi Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department I and branches of the State Bank of provinces and cities (if necessary)
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4
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Bangkok Bank Public Company Limited Ho Chi Minh City Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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5
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Industrial Bank of Korea Ho Chi Minh City Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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6
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Industrial Bank of Korea Hanoi Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department I and branches of the State Bank of provinces and cities (if necessary)
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7
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Bank of China Ho Chi Minh City Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department I and branches of the State Bank of provinces and cities (if necessary)
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8
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Overseas Chinese Banking Corporation (OCBC) Ho Chi Minh City Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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9
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JPMorgan Chase Ho Chi Minh City Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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10
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First Commercial Bank Ho Chi Minh City Branch
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Issues prescribed in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No. 2336a/QD-NHNN dated November 25, 2016
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department II)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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II. Thematic inspection (07 entities)
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1
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Sai Gon Joint Stock Commercial Bank (SCB)
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Inspect the implementation of restructuring plans, determination and accounting of interests receivable
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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2
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Tien Phong Commercial Joint Stock Bank (TPBank)
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Inspect the credit extending; inspect the extent of compliance with regulations on prevention and combating of corruption and crime
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department I, II and branches of the State Bank of provinces and cities (if necessary)
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3
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Vietnam Maritime Commercial Stock Bank (MSB)
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Inspect the credit extending, implementation of restructuring plans; accounting of interests receivable; inspect the extent of compliance with regulations on prevention and combating of corruption and crime
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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4
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Bao Viet Joint Stock Commercial Bank (BVB)
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Inspect the credit extending and settlement of bad debts
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
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Bank Supervision and Inspection Agency (Department I)
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Department II and branches of the State Bank of provinces and cities (if necessary)
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5
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HD Saison Finance Co., Ltd. (HD Saison)
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Inspect the credit extending.
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
|
Bank Supervision and Inspection Agency (Department II)
|
Department I and branches of the State Bank of provinces and cities (if necessary)
|
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6
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Vietnam Public Joint Stock Commercial Bank (PVcomBank)
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Inspect the determination and accounting of interests receivable
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Subject to decision of decision maker in accordance with regulations of law and actual condition
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2016 and before-and-after 2016 (if necessary)
|
Bank Supervision and Inspection Agency (Department I)
|
Department II and branches of the State Bank of provinces and cities (if necessary)
|
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7
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Vietnam Bank for Agriculture and Rural Development (Agribank)
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Inspect the credit extending, implementation of restructuring plans
|
Subject to decision of decision maker in accordance with regulations of law and actual condition
|
2016 and before-and-after 2016 (if necessary)
|
Bank Supervision and Inspection Agency (Department I)
|
Department I, II and branches of the State Bank of provinces and cities (if necessary)
|
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